Listing Checklists

Further to Listing Rule 2.23(k) issuers seeking a listing for their securities which requires production of a listing document must also complete one or more of the following checklists, which may be prepared by the issuer’s listing agent or duly authorised representative:


Checklist CH06 Equity Securities
Checklist for Listing Document: Equity Securities

Checklist CH07 Secondary Listing
Checklist for Listing Document: Seondary Listing

Checklist CH08 Specialist Debt
Checklist for Listing Document: Chapter 8 Specialist Debt Securities

Checklist CH08 Specialist Debt (guarantor)
Checklist for Listing Document: Chapter 8 Specialist Debt Securities (Guarantor)

Checklist CH09 Investment Fund
Listing Document Checklist: Chapter 9 Investment Fund

Checklist CH09 Master Fund
Listing Document Checklist: Chapter 9 Master Fund

Checklist CH10 Sponsored Depositary Receipts
Listing Document Checklist: Chapter 10 Sponsored Depositary Receipts

Checklist CH10 Unsponsored Depositary Receipts
Listing Document Checklist: Chapter 10 Unsponsored Depositary Receipts

Checklist CH11 Derivative Warrants
Listing Document Checklist: Chapter 11 Derivative Warrants

Checklist CH12 Eurobond
Checklist for Listing Document: Chapter 12 Eurobond

You may download any of the documents in the CSX library, but in order to view them you must have the free, Adobe Acrobat Reader installed on you computer.

The Acrobat reader can be downloaded from the Adobe Web Site.