Listing Rules and Forms
Complete CSX Listing Rules, 2017 version
Introduction and Table of Content
General listing requirements and procedures
Council and Listing Committee
Specialist Debt Securities
Corporate and Sovereign Debt Securities
Retail Debt Securities
1A Application for Listing
1B Application for Listing of Specialist Securities
1C Application for Listing of Sponsored Depositary Receipts
1D Application for Listing of Unsponsored Depositary Receipts
Listing Agents Declaration
The Model Code of Conduct imposes restrictions on dealing in the securities of an issuer beyond those imposed by law. Its purpose is to ensure that persons discharging managerial responsibilities and employee insiders do not abuse, and do not place themselves under suspicion of abusing, inside information that they may be thought to have, especially in periods leading up to an announcement of the issuer’s results. It is the responsibility of the issuer and its directors and senior officers to ensure compliance with the Code. Failure to do so may lead to the Exchange taking disciplinary action.
Contact Details Form for the Administrator.
Contact Details Form for the Issuer.
Form for Daily Official List - Funds.
Form for Daily Official List - Debt.
The Cayman Islands Stock Exchange Code on Takeovers and Mergers ("the Code") exists principally to ensure fair and equal treatment of all shareholders in relation to takeovers. The Code also provides an orderly framework within which takeovers are conducted. Those who do not conduct themselves in accordance with the provisions of the Code may be sanctioned and may find that the facilities of the CSX markets are withdrawn
You may download any of the documents in the CSX library, but in order to view them you must have the free, Adobe Acrobat Reader installed on you computer. The Acrobat reader can be downloaded from the Adobe Web Site