Investment Funds

A&Q Neutral Alpha Strategies XL Limited

Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD Shares Series 1 Class J-USD Shares 30-09-2020USD1,222.5620 52,16363,772,074
Class J-JPY Shares Class J-JPY Shares 30-09-2020JPY111,085.8970 2,610289,934,191
Class J- JPY Share Series 3 Class J- JPY Share Series 3 Class 30-09-2020JPY112,723.6730 2,584291,277,971

AAA Funds SPC

Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A shares Active Asset Allocation SP 29-10-2020USD107.8050 90,3629,741,425
Class N shares Active Asset Allocation SP 29-10-2020USD99.4480 147,29114,647,767

Absolute Return Alpha Fund

Class/DescriptionValuation DateCurrNAVUnitsTotal
JPY Units TCW Sepulveda Equity JPY Trust 31-08-2020JPY9,181.0000 1,008,3889,257,796,981

All Seasons Africa Fund Ltd

Class/DescriptionValuation DateCurrNAVUnitsTotal
D Lead Series Lead Series 30-09-2020USD766.3200 173,237132,755,155
D Series 12-14 Series 12-14 30-09-2020USD623.4500 2,0051,249,965
D Series 04-15 Series 04-15 30-09-2020USD673.1400 941633,529
D Series 05-15 Series 05-15 30-09-2020USD659.0400 7,6385,033,800
D Series 06-15 Series 06-15 30-09-2020USD675.2700 6,1284,138,092
D Series 07-15 Series 07-15 30-09-2020USD695.5800 7,4675,193,989
D Series 08-15 Series 08-15 30-09-2020USD743.6200 7,5645,624,567
D Series 09-15 Series 09-15 30-09-2020USD799.6800 19,44815,552,478
D Series 11-15 Series 11-15 30-09-2020USD818.6700 1,145937,615
D Series 01-16 Series 01-16 30-09-2020USD863.2800 3,5393,055,401
D Series 02-16 Series 02-16 30-09-2020USD955.6500 3,1613,020,831
D Series 03-16 Series 03-16 30-09-2020USD934.2100 2,7312,551,508
D Series 08-17 Series 08-17 31-07-2020USD765.5400 2620,015
D Series 03-18 Series 03-18 30-09-2020USD680.2100 2,0011,361,096
D Series 06-18 Series 06-18 30-09-2020USD707.7800 4,0162,842,265
D Series 07-18 Series 07-18 30-09-2020USD710.0300 1,012718,404
D Series 08-18 Series 08-18 30-09-2020USD716.1100 4,5063,226,665
D Series 10-18 Series 10-18 30-09-2020USD770.6600 1410,824
D Series 01-19 Series 01-19 30-09-2020USD813.4300 7,2605,905,244
D Series 04-19 Series 04-19 30-09-2020USD736.9600 96,989
D Series 07-19 Series 07-19 30-09-2020USD782.3600 97,402
D Series 08-19 Series 08-19 30-09-2020USD853.9400 1,146978,867
D Series 09-19 Series 09-19 30-09-2020USD864.0200 4,7154,074,075
D Series 10-19 Series 10-19 30-09-2020USD856.7800 1,085929,612

All Seasons Emerging Markets Fund Ltd.

Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 30-09-2020USD1,323.3400 193,068255,494,160

All Seasons Specialist G Fund Ltd

Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 31-08-2020USD1,372.6150 47,24864,853,620

Arthur Street Portfolio III (Japan) Ltd

Class/DescriptionValuation DateCurrNAVUnitsTotal
Participating shares 30-06-2020USD18.0000 205,0003,690,000

Assured Fund

BIAS Global Portfolios, SPC

Class/DescriptionValuation DateCurrNAVUnitsTotal
Balanced Fund Class A US$ Segregated Portfolio 23-10-2020USD146.4900 324,04247,468,445
Short Duration Income Fund Class A US$ Segregated Portfolio 23-10-2020USD118.4800 135,96116,108,603
Equities Fund Accumulation (A) Shares US$ Segregated Portfolio 23-10-2020USD117.7300 251,50029,610,181

Butterfield Bermuda Fund Limited

Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 25,000,000 Shares of BD$1.00 21-10-2020BMD31.4300 397,70912,500,000

Butterfield Global Blue Chip Fund

Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Redeemable Shares of US$0.01 par value 20-10-2020USD19.4900 400,2057,800,000

Butterfield International Balanced Fund

Class/DescriptionValuation DateCurrNAVUnitsTotal
US Dollar Class Unlimited number of units in the Unit Trust 20-10-2020USD33.2600 607,33620,200,000

Butterfield Money Market Fund Limited

Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A USD Up to 200,000,000 Shares of US$0.10 each 29-10-2020USD25.6705 25,437,759653,000,000
Class B USD Up to 200,000,000 Shares of US$0.10 each 29-10-2020USD26.1699 29,614,175775,000,000
Class A CAD Up to 100,000,000 Shares of CAD$0.10 each 29-10-2020CAD17.2769 1,504,89926,000,000
Class B CAD Up to 100,000,000 Shares of CAD$0.10 each 25-09-2019CAD17.6047 1,420,07525,000,000
Class A GBP Up to 100,000,000 Shares of £0.10 each 29-10-2020GBP20.4764 927,89719,000,000
Class B GBP Up to 100,000,000 Shares of £0.10 each 26-11-2019GBP20.8536 527,48611,000,000

Butterfield Select Fund Ltd.

Butterfield US$ Bond Fund Limited

Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 25,000,000 Shares of US$0.10 each 21-10-2020USD11.0490 859,8069,500,000
Class B Up to 25,000,000 Shares of US$0.10 each 21-10-2020USD11.2760 7,591,34485,600,000

Cayman National Securities Mutual Funds SPC

Cherry Blossom Fund Ltd.

DSAM Kauthar Gold Fund

Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A shares Up to 4,999,990 non-voting participating shares 27-10-2020USD96.3126 1,677161,598

EM Co-Investment Fund LP

Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Interests An unlimited number of A limited partnership interests 30-09-2020EUR109,096,511.8200 1109,096,512
Class B interests An unlimited number of B limited partnership interests 30-09-2020EUR577,840.1600 1577,840

Enhanced Index Funds (Cayman) Limited

Enhanced Index Funds PCC

Class/DescriptionValuation DateCurrNAVUnitsTotal
Enhanced Malaysia Index Fund Up to 30,000,000 redeemable shares 15-10-2020USD12.5867 1,406,92717,708,544
Enhanced Philippines Index Fund Up to 30,000,000 redeemable shares 15-10-2020USD15.1198 574,2448,682,455
Enhanced South Korea Index Fund Up to 30,000,000 redeemable shares 15-10-2020USD14.2650 4,847,96769,156,091
Enhanced Taiwan Index Fund Up to 49,999,900 Shares of US$0.001 par value 15-10-2020USD39.3454 1,014,04539,897,977

GaoTeng Emerging Markets Plus Long/Short Fixed Income Alpha Fund

Class/DescriptionValuation DateCurrNAVUnitsTotal
Class I Class I non-voting shares 02-04-2020USD1,000.0000 20,000,0001,000

Global Opportunities Fund Limited

Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 20,000,000 Voting Participating Shares of $0.01 per share 31-07-2020USD121.9200 6,657,522811,706,493

Guotai Junan Asia Bond Fund SPC

Hinde Gold Feeder Fund Ltd

Hudson Bay International Fund Ltd.

Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Class A Voting Participating Shares 30-09-2020USD1,225.1202 3,472,3204,254,009,640

M. Kingdon Offshore Ltd.

Man Numeric Integrated Alpha Market Neutral

Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares 28-10-2020JPY8,073.8594 801,6496,472,401,315

NAM DIVERSIFIED STRATEGY FUND

Nineteen77 Global Multi-Strategy Alpha Limited

Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD shares Series 1 Class J-USD shares 30-09-2020USD3,094.7500 68,463211,876,642

OAM Asian Recovery Fund

Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Participating Redeemable Pref Shares 30-09-2020USD122.4300 2,347,584287,404,067

OAM European Value Fund

Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 14,990,000 Non-Voting Participating Shares 30-09-2020USD44.5800 4,599,709205,039,222

Orbita Capital Return Strategy (Sterling) Limited

Orbita Capital Return Strategy Limited

Orbita Global Opportunities Strategy (Sterling) Limited

Class/DescriptionValuation DateCurrNAVUnitsTotal
GBP Class B Shares Up to 150,000 Sterling Class B Shares 30-09-2020GBP25,588.4858 09,733
GBP Class E Shares Up to 150,000 Sterling Class E Shares 30-09-2020GBP11,515.5101 1,37115,793,017
GBP Class A Shares Up to 100,000 Sterling Class A Shares 30-09-2020GBP23,351.9730 531,227,083

Orbita Global Opportunities Strategy Limited

Class/DescriptionValuation DateCurrNAVUnitsTotal
USD Class B Shares Up to 1,500,000 Class B Shares of US$1.00 each 30-09-2020USD25,586.1034 126,118
USD Class E Shares Up to 1,500,000 Class E Shares of US$1.00 each 30-09-2020USD12,179.0602 1,84022,406,323
USD Class A Shares Up to 200,000 Class A Shares 30-09-2020USD23,491.7989 1954,589,712

Physical Hard Assets Fund SPC

Robeco Alternative Investments SPC

Class/DescriptionValuation DateCurrNAVUnitsTotal
Class F-1 30,000,000 Class F-1 USD Ordinary Shares 27-10-2020USD98.8800 44,2394,374,352
Class F-2 30,000,000 Class F-2 JPY Ordinary Shares 27-10-2020JPY9,195.8630 37,825347,833,518
Class F-4 30,000,000 Class F-4 AUD Ordinary Shares 27-10-2020AUD112.2120 22,8012,558,546

Scotia Canadian Equity Fund

Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 29-10-2020USD2.5960 7,780,30620,197,753
Class AC Shares Up to 100,000,000 Class AC Shares 29-10-2020CAD3.9535 489,9731,937,097
Class NC Shares Up to 100,000,000 Class NC Shares 29-10-2020CAD3.5857 233,693837,958
Class NU Shares Up to 100,000,000 Class NU Shares 29-10-2020USD2.5993 254,014660,253

Scotia Global Equity Fund

Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 29-10-2020USD2.9842 10,674,78631,855,767
Class NU Shares Up to 100,000,000 Class NU Shares 29-10-2020USD2.9555 354,3241,047,213

Scotia Money Market Fund

Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 29-10-2020USD13.5976 18,795,553255,573,519

Scotia US Dollar Bond Fund

Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 29-10-2020USD3.0011 16,968,16350,923,089
Class NU Shares Up to 100,000,000 Class NU Shares 29-10-2020USD2.8330 585,3931,658,397

Scotia US Equity Fund

Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 29-10-2020USD17.1815 1,789,61830,748,394
Class NU Shares Up to 100,000,000 Class NU Shares 29-10-2020USD17.1464 22,472385,310

Syfoglomad Limited

Class/DescriptionValuation DateCurrNAVUnitsTotal
Euro Class Up to 4,999,000 Euro Class Redeemable Participating Shares 30-09-2020EUR103.5340 221,40322,922,812

Teutonia Opportunity Fund Limited

Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Initial Series Class A redeemable non-voting shares 30-06-2020EUR1,051.5195 37,29439,214,889

Universal Investment Fund

Class/DescriptionValuation DateCurrNAVUnitsTotal
Strategic Europe Fund Unlimited number of units 23-10-2020EUR4,185.5500 34,859145,905,782
Europe Premier Fund Unlimited number of units 23-10-2020EUR9,241.3600 28,722265,429,715

Whitebox Multi-Strategy Fund, Ltd

Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Redeemable Non-Voting Participating Shares of par value US$0.01 30-09-2020USD1,349.0216 48,19865,019,845
Class B Redeemable Non-Voting Participating Shares of par value US$0.01 30-09-2020USD1,245.0890 162,956202,894,639
Class C Redeemable Non-Voting Participating Shares of par value US$0.01 30-09-2020USD1,297.4739 304,860395,547,761

Zweig-DiMenna International Limited

Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A1 Up to 500,000 Redeemable Shares of par value US$0.01 each 31-08-2020USD89,752.1400 736,513,178
Class B1 Up to 40,000 Redeemable Shares of par value US$0.01 each 31-08-2020USD80,767.4400 174,144