Investment Funds

Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD Shares Series 1 Class J-USD Shares 30-11-2020USD1,266.5720 50,03263,369,217
Class J-JPY Shares Class J-JPY Shares 30-11-2020JPY114,980.0910 5,232601,586,990
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A shares Active Asset Allocation SP 15-01-2021USD117.1640 88,86710,412,098
Class N shares Active Asset Allocation SP 15-01-2021USD107.8850 135,25814,592,381
Class/DescriptionValuation DateCurrNAVUnitsTotal
JPY Units TCW Sepulveda Equity JPY Trust 31-10-2020JPY9,890.0000 1,008,3889,972,706,507
Class/DescriptionValuation DateCurrNAVUnitsTotal
D Lead Series Lead Series 15-01-2021USD842.6700 172,807145,618,534
D Series 12-14 Series 12-14 31-12-2020USD685.5700 2,0051,374,494
D Series 04-15 Series 04-15 15-01-2021USD900.2300 1,1451,031,026
D Series 05-15 Series 05-15 15-01-2021USD1,050.8600 3,1613,321,784
D Series 06-15 Series 06-15 15-01-2021USD1,027.2800 2,7312,805,704
D Series 07-15 Series 07-15 15-01-2021USD780.7600 423330,353
D Series 08-15 Series 08-15 15-01-2021USD894.4700 5,3454,781,354
D Series 09-15 Series 09-15 15-01-2021USD939.0100 1,1461,076,387
D Series 11-15 Series 11-15 15-01-2021USD0.0000 00
D Series 01-16 Series 01-16 15-01-2021USD685.5700 2,0051,374,494
D Series 02-16 Series 02-16 15-01-2021USD742.5400 6,1284,550,354
D Series 03-16 Series 03-16 15-01-2021USD817.7100 7,5646,184,920
D Series 03-18 Series 03-18 15-01-2021USD879.3500 19,44817,101,908
D Series 06-18 Series 06-18 15-01-2021USD747.9700 2,0011,496,696
D Series 07-18 Series 07-18 15-01-2021USD787.4500 4,5063,548,124
D Series 08-18 Series 08-18 15-01-2021USD810.3800 97,685
D Series 10-18 Series 10-18 15-01-2021USD942.1400 1,0851,022,226
D Series 01-19 Series 01-19 15-01-2021USD740.2100 941696,644
D Series 04-19 Series 04-19 15-01-2021USD949.2800 3,4643,288,458
D Series 07-19 Series 07-19 15-01-2021USD847.4400 1411,903
D Series 08-19 Series 08-19 15-01-2021USD860.3100 98,139
D Series 09-19 Series 09-19 15-01-2021USD950.1000 4,7154,479,958
D Series 10-19 Series 10-19 15-01-2021USD814.7400 65,210
D Series 01-20 Series 01-20 15-01-2021USD724.7000 7,6385,535,297
D Series 02-20 Series 02-20 15-01-2021USD764.8800 7,4675,711,445
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 31-12-2020USD1,590.9400 193,068307,159,520
Class/DescriptionValuation DateCurrNAVUnitsTotal
B Shares 30-12-2020USD0.0000 00
Class/DescriptionValuation DateCurrNAVUnitsTotal
Participating shares 30-09-2020USD17.8600 205,0003,661,300
Class/DescriptionValuation DateCurrNAVUnitsTotal
Balanced Fund Class A US$ Segregated Portfolio 08-01-2021USD156.9900 323,18450,737,219
Short Duration Income Fund Class A US$ Segregated Portfolio 08-01-2021USD118.4800 132,49015,697,391
Equities Fund Accumulation (A) Shares US$ Segregated Portfolio 08-01-2021USD130.9600 250,39632,792,704
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 25,000,000 Shares of BD$1.00 06-01-2021BMD36.1400 420,58615,200,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Redeemable Shares of US$0.01 par value 05-01-2021USD21.4200 410,8308,800,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
US Dollar Class Unlimited number of units in the Unit Trust 05-01-2021USD35.2400 610,10221,500,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A USD Up to 200,000,000 Shares of US$0.10 each 14-01-2021USD25.6721 23,800,156611,000,000
Class B USD Up to 200,000,000 Shares of US$0.10 each 14-01-2021USD26.1715 33,165,848868,000,000
Class A CAD Up to 100,000,000 Shares of CAD$0.10 each 14-01-2021CAD17.2772 1,273,35422,000,000
Class B CAD Up to 100,000,000 Shares of CAD$0.10 each 25-09-2019CAD17.6047 1,420,07525,000,000
Class A GBP Up to 100,000,000 Shares of £0.10 each 14-01-2021GBP20.4764 927,89719,000,000
Class B GBP Up to 100,000,000 Shares of £0.10 each 26-11-2019GBP20.8536 527,48611,000,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Up to 25,000,000 Shares of US$0.10 each 06-01-2021USD11.0790 1,191,44313,200,000
Class B Up to 25,000,000 Shares of US$0.10 each 06-01-2021USD11.3060 778,3478,800,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A shares Up to 4,999,990 non-voting participating shares 12-01-2021USD89.2272 1,400124,935
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Interests An unlimited number of A limited partnership interests 31-12-2020EUR127,442,455.0300 1127,442,455
Class B interests An unlimited number of B limited partnership interests 31-12-2020EUR606,953.5900 1606,953
Class/DescriptionValuation DateCurrNAVUnitsTotal
Enhanced Malaysia Index Fund Up to 30,000,000 redeemable shares 24-12-2020USD13.6082 1,406,70219,142,708
Enhanced Philippines Index Fund Up to 30,000,000 redeemable shares 24-12-2020USD18.4288 574,13910,580,692
Enhanced South Korea Index Fund Up to 30,000,000 redeemable shares 24-12-2020USD18.0850 4,847,42187,665,643
Enhanced Taiwan Index Fund Up to 49,999,900 Shares of US$0.001 par value 24-12-2020USD45.3985 1,013,90146,029,564
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class I Class I non-voting shares 02-04-2020USD1,000.0000 20,000,0001,000
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 20,000,000 Voting Participating Shares of $0.01 per share 31-10-2020USD130.1300 6,657,522866,361,917
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Class A Voting Participating Shares 30-11-2020USD1,238.3940 3,759,3424,655,546,934
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series A1-1 Class A1-1 Shares 30-11-2020USD187.7411 45,1598,478,108
Series A2-1 Class A2-1 Shares 30-11-2020USD182.8175 5,8341,066,553
Series A2-3 Class A2-3 Shares 30-11-2020USD182.6629 7,8821,439,756
Series B1-1-09 Class B1-1 Shares 30-11-2020USD173.2044 38,7276,707,684
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares 14-01-2021JPY7,906.1816 810,0186,404,149,406
Class/DescriptionValuation DateCurrNAVUnitsTotal
Series 1 Class J-USD shares Series 1 Class J-USD shares 30-11-2020USD3,275.3400 63,516208,036,953
Class/DescriptionValuation DateCurrNAVUnitsTotal
Non-Voting Participating Redeemable Pref Shares 31-12-2020USD144.0700 2,235,526322,069,032
Class/DescriptionValuation DateCurrNAVUnitsTotal
Up to 14,990,000 Non-Voting Participating Shares 30-11-2020USD51.0300 4,390,332224,030,800
Class/DescriptionValuation DateCurrNAVUnitsTotal
GBP Class B Shares Up to 150,000 Sterling Class B Shares 30-11-2020GBP25,953.7300 09,872
GBP Class E Shares Up to 150,000 Sterling Class E Shares 30-11-2020GBP11,680.5500 1,24814,582,420
GBP Class A Shares Up to 100,000 Sterling Class A Shares 30-11-2020GBP23,661.7400 35827,084
Class/DescriptionValuation DateCurrNAVUnitsTotal
USD Class B Shares Up to 1,500,000 Class B Shares of US$1.00 each 30-11-2020USD25,987.7300 126,832
USD Class E Shares Up to 1,500,000 Class E Shares of US$1.00 each 30-11-2020USD12,370.2300 1,73221,422,131
USD Class A Shares Up to 200,000 Class A Shares 30-11-2020USD23,834.6900 1132,695,789
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A1 Class A1 Participating Shares 31-12-2020USD1,022.5000 4,3694,467,466
Class A2 Class A2 Participating Shares 31-12-2020USD1,027.8600 25,92226,644,145
Class A3 Class A3 Participating Shares 31-12-2020USD1,031.2500 19,56020,171,054
Class A4 Class A4 Participating Shares 31-12-2020USD1,036.3900 18,16218,822,583
Class A5 Class A5 Participating Shares 31-12-2020USD1,024.6000 11,83412,125,546
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class H3 Participating Shares of HK$0.01 par value Orient Global Stable Fund No.1 Segregated Portfolio 31-12-2020USD113.7230 2,466,371280,483,219
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class F-1 30,000,000 Class F-1 USD Ordinary Shares 12-01-2021USD111.5810 30,5883,413,040
Class F-2 30,000,000 Class F-2 JPY Ordinary Shares 12-01-2021JPY10,362.6830 23,487243,388,336
Class F-4 30,000,000 Class F-4 AUD Ordinary Shares 12-01-2021AUD126.2380 20,8722,634,840
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 14-01-2021USD2.9906 7,806,88323,347,561
Class AC Shares Up to 100,000,000 Class AC Shares 14-01-2021CAD4.3050 484,2702,084,796
Class NC Shares Up to 100,000,000 Class NC Shares 14-01-2021CAD3.9005 233,693911,513
Class NU Shares Up to 100,000,000 Class NU Shares 14-01-2021USD2.9913 247,080739,081
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 14-01-2021USD3.4431 10,803,91037,198,499
Class NU Shares Up to 100,000,000 Class NU Shares 14-01-2021USD3.4064 345,0281,175,301
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 14-01-2021USD13.5982 16,974,142230,818,252
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 14-01-2021USD3.0149 17,664,81153,256,929
Class NU Shares Up to 100,000,000 Class NU Shares 14-01-2021USD2.8430 547,5891,556,777
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Shares Redeemable Preferred Shares 14-01-2021USD19.4984 1,825,06135,585,831
Class NU Shares Up to 100,000,000 Class NU Shares 14-01-2021USD19.4401 21,658421,025
Class/DescriptionValuation DateCurrNAVUnitsTotal
Euro Class Up to 4,999,000 Euro Class Redeemable Participating Shares 31-12-2020EUR122.4000 221,38727,097,476
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Initial Series Class A redeemable non-voting shares 30-10-2020EUR1,161.3476 37,29443,310,767
Class/DescriptionValuation DateCurrNAVUnitsTotal
Strategic Europe Fund Unlimited number of units 15-01-2021EUR4,645.1000 34,859161,925,725
Europe Premier Fund Unlimited number of units 15-01-2021EUR10,066.6700 28,722289,134,145
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A Redeemable Non-Voting Participating Shares of par value US$0.01 30-11-2020USD1,432.8683 52,99075,927,748
Class B Redeemable Non-Voting Participating Shares of par value US$0.01 30-11-2020USD1,284.0421 162,956209,242,286
Class C Redeemable Non-Voting Participating Shares of par value US$0.01 30-11-2020USD1,329.5169 300,318399,277,372
Class/DescriptionValuation DateCurrNAVUnitsTotal
Class A1 Up to 500,000 Redeemable Shares of par value US$0.01 each 31-10-2020USD86,003.3700 736,241,135